-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KUOdayfhSplqP/snjG5xsZFixZv999BoB45L8dP52aUr/+NllsD4LWNeKkkcFwj7 Lnhx+M19MBvUbxePV6dRiQ== /in/edgar/work/0001095811-00-004131/0001095811-00-004131.txt : 20001030 0001095811-00-004131.hdr.sgml : 20001030 ACCESSION NUMBER: 0001095811-00-004131 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20001027 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: COLLECTORS UNIVERSE INC CENTRAL INDEX KEY: 0001089143 STANDARD INDUSTRIAL CLASSIFICATION: [7389 ] IRS NUMBER: 330846191 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-59779 FILM NUMBER: 747705 BUSINESS ADDRESS: STREET 1: 1936 DEERE ST STREET 2: STE 102 CITY: SANTA ANA STATE: CA ZIP: 92705 BUSINESS PHONE: 9495671234 MAIL ADDRESS: STREET 1: COLLECTORS UNIVERSE INC STREET 2: 1936 DEERE STREET CITY: SANTA ANA STATE: CA ZIP: 92705 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SIMMONS VAN D CENTRAL INDEX KEY: 0001127312 STANDARD INDUSTRIAL CLASSIFICATION: [ ] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1936 E DEERE AVE STREET 2: STE 100 CITY: SANA ANA STATE: CA ZIP: 92705 BUSINESS PHONE: 9495671233 MAIL ADDRESS: STREET 1: 1936 E DEERE AVE STREET 2: STE 100 CITY: SANTA ANA STATE: CA ZIP: 92705 SC 13G 1 a66592sc13g.txt SCHEDULE 13G 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 COLLECTORS UNIVERSE, INC. (Name of Issuer) COMMON STOCK, $.001 PAR VALUE (Title of Class of Securities) 19421R101 (CUSIP Number) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes). 2 SCHEDULE 13G - -------------------- ----------------- CUSIP NO. 19421R101 PAGE 2 OF 5 PAGES - -------------------- ----------------- ================================================================================ 1 NAME OF REPORTING PERSONS/ I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Van D. Simmons - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) [ ] [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 2,172,581 ----------------------------------------------------- SHARES 6 SHARED VOTING POWER REPORTING 92,850 ----------------------------------------------------- BENEFICIALLY 7 SOLE DISPOSITIVE POWER OWNED BY 2,172,581 ----------------------------------------------------- EACH 8 SHARED DISPOSITIVE POWER PERSON 92,850 WITH - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,265,431 - -------------------------------------------------------------------------------- 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] (See Instructions) - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 8.91% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (See Instructions) IN - -------------------------------------------------------------------------------- 3 ITEM 1. (a) Name of Issuer: Collectors Universe, Inc. (b) Address of Issuer's Principal Executive Offices: 1936 E Deere Ave., Suite 100 Santa Ana, California 92705 ITEM 2. (a) Name of Person Filing: Van D. Simmons. (b) Address of Principal Business Office: 1936 E Deere Ave., Suite 100 Santa Ana, California 92705 (c) Citizenship: United States of America. (d) Title of Class of Securities: Common Stock, par value $.001 (e) CUSIP Number: 19421R101 ITEM 3. If this statement is filed pursuant Rule 13d-1(b), or 13d-2(b), check whether the person filing is a: (a) [ ] Broker or dealer registered under Section 15 of the Act; (b) [ ] Bank as defined in Section 3(a)(6) of the Act; (c) [ ] Insurance Company as defined in Section 3(a)(19) of the Act; (d) [ ] Investment Companyregistered under Section 8 of the Investment Company Act; (e) [ ] Investment Advisor registered under Section 203 of the Investment Advisors Act of 1940; (f) [ ] Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see Rule 13d-1(b)(1)(ii)(F) (g) [ ] Parent Holding Company, in accordance with Rule 13d-1(b)(ii) (G) (Note, See Item 7); (h) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(H). If this statement is filed pursuant to 13d-1(c), check this box. [ ] ITEM 4. OWNERSHIP. (a) Amount beneficially owned: 2,265,431 shares of Common Stock (b) Percent of Class: 8.91% (c) Number of shares as to such person has: (i) sole power to vote or to direct the vote of: 2,172,581 (ii) shared power to vote or to direct the vote of: 92,850 (iii) sole power to dispose or to direct the disposition of: 2,172,581 (iv) shared power to dispose or to direct the disposition of:92,850 The 92,850 shares as to which the Reporting Person is deemed to share voting and dispositive power are owned by three grantor trusts for which the Reporting Person is the trustee and in that capacity has authority over the voting and disposition of those shares. The Reporting Person does not have any pecuniary interest in any of those shares. 3 4 ITEM 5. OWNERSHIP OF 5% OR LESS OF CLASS. If this statement is being filed to report the fact that as of the date hereof the reported person has ceased to be the beneficial owner of more than 5% of the class of securities, check the following: [ ] ITEM 6. OWNERSHIP OF MORE THAN 5% ON BEHALF OF ANOTHER PERSON Not applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not applicable. ITEM 10. CERTIFICATION. Not applicable. 4 5 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Van D. Simmons Date: October 25, 2000 /s/ VAN D. SIMMONS ---------------------------------------- Van D. Simmons 5 -----END PRIVACY-ENHANCED MESSAGE-----